TOPIC |
|
SPEAKER |
TIME |
CPE |
DAY ONE THEME: Framework And Concept of
the Inspector General Function |
Opening Remarks and Introductions |
|
CIG Melinda Miguel, DOT IG Bob Clift,
BOG IG and Director of Compliance Derry
Harper, FDLE Commissioner Bailey (if
available) and FDLE IG Al Dennis |
8:30-9:00 |
|
1.1 History of the IG
Function at the Federal and State Levels
|
![PDF](images/pdficon_small.gif) |
CIG Melinda Miguel and APD IG Marvin
Doyal
|
9:00-9:30
|
0.5
|
1.2 Review of the
Statutory Basis of the CIG and IG in
Florida, including the Whistleblower Act
(FS 20.055, FS 14.32 and FS 112.3189)
|
![PDF](images/pdficon_small.gif) |
CIG Melinda Miguel
and Deputy CIG Dawn Case
|
9:30-10:00
|
0.5
|
1.3 What has the IG
Community Accomplished for Florida in
the Last Decade?
|
![PDF](images/pdficon_small.gif) |
CIG Melinda Miguel
and Deputy CIG Dawn Case
|
10:00-10:30
|
0.5
|
Break |
|
|
10:30-10:45 |
|
1.4 Standards of Conduct
for State Employees in Florida
|
![PDF](images/pdficon_small.gif)
![PDF](images/pdficon_small.gif) |
DOT IG Bob Clift
|
10:45-11:15
|
0.5
|
1.5 Code of Ethics and
Ethical Considerations for Auditors in
Florida
|
![PDF](images/pdficon_small.gif)
![PDF](images/pdficon_small.gif) |
FCOE Director Virlindia Doss and CIG
Director of Auditing Kim Mills
|
11:15-12:20
|
1.0
|
Lunch |
|
|
12:20-1:00 |
|
1.6 Professional
Standards for the Office of Inspector
General and the Auditor
|
![PDF](images/pdficon_small.gif) |
Deputy IG for
Emergency Management Kris Sullivan and
DOH IG Jim Boyd
|
1:00-1:50
|
1.0
|
1.7 Independence and the
Internal Auditor
|
![PDF](images/pdficon_small.gif) |
FDLE IG Al Dennis and
DOH IG Jim Boyd
|
1:50-2:20
|
0.5
|
1.8 Engagement Types and
the Audit Process: Engaging Management
Throughout the Review, Differentiating
Between an Assurance Project, a
Consulting Agreement and a Review; the
Audit Process Step by Step
|
![PDF](images/pdficon_small.gif) |
DEO IG Joe Maleszewski and DHSMV IG
Julie Leftheris
|
2:20-3:10
|
1.0
|
Break |
|
|
3:10-3:20 |
|
1.9
Conducting the
Risk Assessment-Key Elements of the Risk
Assessment Process |
![PDF](images/pdficon_small.gif) |
DCF Director of Auditing Jerry Chesnutt |
3:20-4:30 |
1.0 |
1.10 The Evolving Role of the Auditor from
Traditional to Futuristic |
![PDF](images/pdficon_small.gif) |
DEO IG Joe Maleszewski |
4:30-5:00 |
0.5 |
|
|
|
|
|
DAY TWO THEME: The Nuts and Bolts of the
IG Function |
2.1 Working Papers |
![PDF](images/pdficon_small.gif) |
DBPR Director of
Auditing Cynthia Hefren and DHSMV
Director
of Auditing Ronnie Atkins |
8:30-9:00 |
0.5 |
2.2 What are Internal Controls? |
![PDF](images/pdficon_small.gif) |
SCS IG Greg White
and DOE
Management
Review Specialist Kelly Kilker |
9:00-9:50 |
1.0 |
Break |
|
|
9:50-10:00 |
|
2.3 IT Auditing |
![PDF](images/pdficon_small.gif) |
DOT Deputy Audit
Director/Manager of
Performance
& IT Audit Sarah Hall and AHCA Chief of
Medicaid Program Integrity Mike
Blackburn |
10:00-10:50 |
1.0 |
2.4 How to Write a Finding and How to Write
a Report: Developing Recommendations
that are Reasonable, Add Value, and
Incorporate Management’s Input |
![PDF](images/pdficon_small.gif) |
CIG Melinda
Miguel, DEO IG
Joe
Maleszewski and Deputy IG for Emergency
Management Kris Sullivan
|
10:50-12:00 |
1.0 |
Lunch
|
|
|
12:10-1:00 |
|
2.4 How to Write a Finding and How to Write
a Report, Continued |
|
CIG Melinda Miguel, DEO IG Joe
Maleszewski and Deputy IG for Emergency
Management Kris Sullivan |
1:00-1:30 |
0.5 |
2.5 Panel Discussion: Managing Audit
Projects vs. Audit Hours Managing the
Auditor |
|
CIG Melinda Miguel, DOT IG Bob Clift,
DOR IG Sharon Doredant and DEP IG Candie
Fuller |
1:30-2:30 |
1.0 |
Break |
|
|
2:30-2:45 |
|
2.6 External Auditing |
![PDF](images/pdficon_small.gif) |
CIG Director of Auditing Kim Mills and
DOT Contract Auditor Alan Sands |
2:45-3:30 |
0.5 |
2.7 An Enterprise Approach to Auditing in
Florida |
![PDF](images/pdficon_small.gif) |
CIG Melinda
Miguel, Deputy CIG Dawn Case
and AHCA IG
Eric Miller |
3:30-5:00 |
1.0 |
|
|
|
|
|
DAY THREE THEME: Rounding out the IG
Universe |
3.1 Contract Monitoring |
![PDF](images/pdficon_small.gif) |
DFS Director of Accounting and Auditing
Christina Smith |
8:30-9:20 |
1.0 |
3.2 Teaming Up With Investigators |
![PDF](images/pdficon_small.gif) |
AHCA IG Eric Miller |
9:20-10:10 |
1.0 |
Break |
|
|
10:10-10:20 |
|
3.3 Interviewing Techniques |
![PDF](images/pdficon_small.gif) |
DCF IG Chris Hirst and DOC IG Jeff
Beasley |
10:20-10:50 |
0.5 |
3.4
Understanding the
Legislative and Rulemaking Processes-
Statutes, “Legislative Intent”, Rules,
Opinions
|
![PDF](images/pdficon_small.gif) |
FFWCC IG Jim Knight |
10:50-11:40 |
1.0 |
Conclusion |
|
CIG Melinda Miguel, DOT IG Bob Clift |
11:40-12:00 |
|